Our Qualifications

 

Our Qualifications

 
Mr. Ronald L. Dison, CFP was born in Lebanon, IN on February 26, 1953. Since 1979, he has been a financial planner in Indianapolis, IN. He started his career as an administrative assistant in a small firm for two years. In 1981 he went into private practice providing financial planning. In 1986 Mr. Dison completed the two-year course of Financial Planning offered by the College for Financial Planning in Denver, Colorado. After passing the six exams administered with this course, he was licensed by the CFP Board of Standards as a Certified Financial Planner (CFP) licensee. To retain the use of the CFP mark, Mr. Dison must complete 30 hours of approved Continuing Education every two years. In addition, Mr. Dison is sworn to uphold the Code of Ethics of the Board of Standards. Failure to do so can result in revocation of the use of the mark.

Mr. Dison is a Registered Principal of Cetera Advisors LLC.      Cetera Advisors LLC is a registered broker/dealer in all 50 States. Mr. Dison, as a Registered Representative, is currently resistered to sell securities in  15 States. Certain testing requirements were met to receive this registration. There is a continuing education requirement to maintain the registration.

Mr. Dison also holds Indiana`s Life and Health Insurance license.

Principles of the Code of Ethics

I. Integrity

A CFP designee shall offer and provide professional services with integrity.

II. Objectivity

A CFP designee shall be objective in providing professional services to clients.

III. Competence

A CFP designee shall provide services to clients competently and maintain the necessary knowledge and skill to continue to do so in those areas in which the designee is engaged.

IV. Fairness

A CFP designee shall perform professional services in a manner that is fair and reasonable to clients, principals, partners, and employers and shall disclose conflict(s) of interest(s) in providing such services.

V. Confidentiality

A CFP designee shall not disclose any confidential client information without the specific consent of the client unless in response to proper legal process, to defend angainst charges of wrongdoing by the CFP designee or in connection with a civil dispute between the CFP designee and client.

VI. Professionalism

A CFP designee`s conduct in all matters shall reflect credit upon the profession.

VII. Diligence

A CFP designee shall act diligently in providing professional services.

Information from CFP Board of Standards